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Companies need to ensure that compliance policy is translated
into compliant behavior in the field |
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Companies need to monitor behavior in the field and demonstrate
ability to respond to issues and violations |
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| Compliance programs deemed “ineffective” by government prosecutors: |
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Become a “red flag” for DOJ and SEC investigations |
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Will be fined at higher levels for compliance violations |
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Board Members and other Senior Leaders |
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District and Regional Managers |
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Sales Professionals |
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How does a corporation know that it has an effective
compliance program? |
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| © 2010, 2011 WLH Consulting, Inc. All rights reserved. Patent Pending. |